Minor Revolution at CFTC: New Enforcement Guidelines Will Tighten Settlement Conditions – Financial Services

Modern De-SPAC and the Way Forward - Securities

You only need to register or log in to Mondaq.com to print this article. In a nutshell Background: The CFTC’s Division of Enforcement (“Enforcement”) recently issued recommendations for new enforcement policies that increase the agency’s focus on corporate responsibility by increasing civil penalties, requiring admissions in negotiated settlements, and imposing reviewers and consultants. The result: … Read more